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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 12 - Banks and Banking |
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Chapter I—Comptroller of the Currency, Department of the Treasury |
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Part 19 - Rules of Practice and Procedure |
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Subpart D - Actions Under the Federal Securities Laws |
| § 19.120 - Exemption hearings under section 12(h) of the Securities Exchange Act of 1934. |
| § 19.121 - Disciplinary proceedings. |
| § 19.122 - Civil money penalty authority under Federal securities laws. |
| § 19.123 - Cease-and-desist authority. |
| § 19.124 - Decision of the Comptroller. |