Code of Federal Regulations (Last Updated: November 8, 2024) |
Title 12 - Banks and Banking |
Chapter I - Comptroller of the Currency, Department of the Treasury |
Part 19 - Rules of Practice and Procedure |
Subpart E - Disciplinary Proceedings Involving the Federal Securities Laws |
§ 19.130 - Scope. |
§ 19.131 - Notice of charges and answer. |
§ 19.132 - Disciplinary orders. |
§ 19.135 - Applications for stay or review of disciplinary actions imposed by registered clearing agencies. |