§ 550.130 - How may I conduct multi-state operations?

§ 550.135 - How do I determine which State's laws apply to my operations?

§ 550.136 - To what extent do State laws apply to my fiduciary operations?

§ 550.140 - Must I adopt and follow written policies and procedures in exercising fiduciary powers?

Fiduciary Personnel and Facilities

§ 550.150 - Who is responsible for the exercise of fiduciary powers?

§ 550.160 - What personnel and facilities may I use to perform fiduciary services?

§ 550.170 - May my other departments or affiliates use fiduciary personnel and facilities to perform other services?

§ 550.180 - May I perform fiduciary services for, or purchase fiduciary services from, another association or entity?

§ 550.190 - Must fiduciary officers and employees be bonded?

Audit Requirements

§ 550.440 - When do I have to audit my fiduciary activities?

§ 550.450 - What standards govern the conduct of the audit?

§ 550.460 - Who may conduct an audit?

§ 550.470 - Who directs the conduct of the audit?

§ 550.480 - How do I report the results of the audit?

Investing Funds of a Fiduciary Account

§ 550.260 - How may I invest funds of a fiduciary account?

Recordkeeping Requirements

§ 550.410 - What records must I keep?

§ 550.420 - How long must I keep these records?

§ 550.430 - Must I keep fiduciary records separate and distinct from other records?

Custody and Control of Assets

§ 550.230 - Who must maintain custody or control of assets in a fiduciary account?

§ 550.240 - May I hold investments of a fiduciary account off-premises?

§ 550.250 - Must I keep fiduciary assets separate from other assets?

Review of a Fiduciary Account

§ 550.200 - Must I review a prospective account before I accept it?

§ 550.210 - Must I conduct another review of an account after I accept it?

§ 550.220 - Are any other account reviews required?

Restrictions on Self Dealing

§ 550.330 - Are there investments in which I may not invest funds of a fiduciary account?

§ 550.340 - May I exercise rights to purchase additional stock or fractional shares of my stock or obligations or the stock or obligations of my affiliates?

§ 550.350 - May I lend, sell, or transfer assets of a fiduciary account if I have an interest in the transaction?

§ 550.360 - May I make a loan to a fiduciary account that is secured by an interest in the assets of the account?

§ 550.370 - May I sell assets or lend money between fiduciary accounts?

Compensation, Gifts, and Bequests

§ 550.380 - May I earn compensation for acting in a fiduciary capacity?

§ 550.390 - May my officer or employee retain compensation for acting as a co-fiduciary?

§ 550.400 - May my fiduciary officer or employee accept a gift or bequest?

Funds Awaiting Investment or Distribution

§ 550.290 - What must I do with fiduciary funds awaiting investment or distribution?

§ 550.300 - Where may I deposit fiduciary funds awaiting investment or distribution?

§ 550.310 - What if the FDIC does not insure the deposits?

§ 550.320 - What is acceptable collateral for uninsured deposits?