Code of Federal Regulations (Last Updated: October 10, 2024) |
Title 12 - Banks and Banking |
Chapter VII - National Credit Union Administration |
SubChapter A - Regulations Affecting Credit Unions |
Part 747 - Administrative Actions, Adjudicative Hearings, Rules of Practice and Procedure, and Investigations |
Part 747 - Administrative Actions, Adjudicative Hearings, Rules of Practice and Procedure, and Investigations
§ 747.0 - Scope of this part. |
Subpart A - Uniform Rules of Practice and Procedure |
§ 747.1 - Scope. |
§ 747.2 - Rules of construction. |
§ 747.3 - Definitions. |
§ 747.4 - Authority of the NCUA Board. |
§ 747.5 - Authority of the administrative law judge (ALJ). |
§ 747.6 - Appearance and practice in adjudicatory proceedings. |
§ 747.7 - Good faith certification. |
§ 747.8 - Conflicts of interest. |
§ 747.9 - Ex parte communications. |
§ 747.10 - Filing of papers. |
§ 747.11 - Service of papers. |
§ 747.12 - Construction of time limits. |
§ 747.13 - Change of time limits. |
§ 747.14 - Witness fees and expenses. |
§ 747.15 - Opportunity for informal settlement. |
§ 747.16 - The NCUA's right to conduct examination. |
§ 747.17 - Collateral attacks on adjudicatory proceeding. |
§ 747.18 - Commencement of proceeding and contents of notice. |
§ 747.19 - Answer. |
§ 747.20 - Amended pleadings |
§ 747.21 - Failure to appear. |
§ 747.22 - Consolidation and severance of actions. |
§ 747.23 - Motions. |
§ 747.24 - Scope of document discovery. |
§ 747.25 - Request for document discovery from parties. |
§ 747.26 - Document subpoenas to nonparties. |
§ 747.27 - Deposition of witness unavailable for hearing. |
§ 747.28 - Interlocutory review. |
§ 747.29 - Summary disposition. |
§ 747.30 - Partial summary disposition. |
§ 747.31 - Scheduling and prehearing conferences. |
§ 747.32 - Prehearing submissions. |
§ 747.33 - Public hearings. |
§ 747.34 - Hearing subpoenas. |
§ 747.35 - Conduct of hearings. |
§ 747.36 - Evidence. |
§ 747.37 - Post-hearing filings. |
§ 747.38 - Recommended decision and filing of record. |
§ 747.39 - Exceptions to recommended decision. |
§ 747.40 - Review by the NCUA Board. |
§ 747.41 - Stays pending judicial review. |
Subpart B - Local Rules of Practice and Procedure |
§ 747.100 - Discovery limitations. |
Subpart C - Local Rules and Procedures Applicable to Proceedings for the Involuntary Termination of Insured Status |
§ 747.201 - Scope. |
§ 747.202 - Grounds for termination of insurance. |
§ 747.203 - Notice of charges. |
§ 747.204 - Notice of intention to terminate insured status. |
§ 747.205 - Order terminating insured status. |
§ 747.206 - Consent to termination of insured status. |
§ 747.207 - Notice of termination of insured status. |
§ 747.208 - Duties after termination. |
Subpart D - Local Rules and Procedures Applicable to Suspensions and Prohibitions Where Felony Charged |
§ 747.301 - Scope. |
§ 747.302 - Rules of practice; remainder of board of directors. |
§ 747.303 - Notice of suspension or prohibition. |
§ 747.304 - Removal or permanent prohibition. |
§ 747.305 - Effectiveness of suspension or removal until completion of hearing. |
§ 747.306 - Notice of opportunity for hearing. |
§ 747.307 - Hearing. |
§ 747.308 - Waiver of hearing; failure to request hearing or review based on written submissions; failure to appear. |
§ 747.309 - Decision of the NCUA Board. |
§ 747.310 - Reconsideration by the NCUA Board. |
§ 747.311 - Relevant considerations. |
Subpart E - Local Rules and Procedures Applicable to Proceedings Relating to the Suspension or Revocation of Charters and to Involuntary Liquidations Under Title I |
§ 747.401 - Scope. |
§ 747.402 - Grounds for suspension or revocation of charter and for involuntary liquidation. |
§ 747.403 - Notice of intent to suspend or revoke charter; notice of suspension. |
§ 747.404 - Notice of hearing. |
§ 747.405 - Issuance of order. |
§ 747.406 - Cancellation of charter. |
Subpart F - Local Rules and Procedures Applicable to Proceedings Relating to the Termination of Membership in the Central Liquidity Facility |
Subpart G - Local Rules and Procedures Applicable to Recovery of Attorneys Fees and Other Expenses Under the Equal Access to Justice Act in NCUA Board Adjudications |
§ 747.601 - Purpose and scope. |
§ 747.602 - Eligibility of applicants. |
§ 747.603 - Prevailing party. |
§ 747.604 - Standards for award. |
§ 747.605 - Allowable fees and expenses. |
§ 747.606 - Contents of application. |
§ 747.607 - Statement of net worth. |
§ 747.608 - Documentation of fees and expenses. |
§ 747.609 - Filing and service of applications. |
§ 747.610 - Answer to application. |
§ 747.611 - Comments by other parties. |
§ 747.612 - Settlement. |
§ 747.613 - Further proceedings. |
§ 747.614 - Recommended decision. |
§ 747.615 - Decision of the NCUA Board. |
§ 747.616 - Payment of award. |
Subpart H - Local Rules and Procedures Applicable to Investigations |
§ 747.701 - Applicability. |
§ 747.702 - Information obtained in investigations. |
§ 747.703 - Authority to conduct investigations. |
Subpart I - Local Rules Applicable to Formal Investigative Proceedings |
§ 747.801 - Applicability. |
§ 747.802 - Non-public formal investigative proceedings. |
§ 747.803 - Subpoenas. |
§ 747.804 - Oath; false statements. |
§ 747.805 - Self-incrimination; immunity. |
§ 747.806 - Transcripts. |
§ 747.807 - Rights of witnesses. |
Subpart J - Local Procedures and Standards Applicable to a Notice of Change in Senior Executive Officers, Directors or Committee Members Pursuant to Section 212 of the Act |
§ 747.901 - Scope. |
§ 747.902 - Grounds for disapproval of notice. |
§ 747.903 - Procedures where notice of disapproval issued; reconsideration. |
§ 747.904 - Appeal. |
§ 747.905 - Judicial review. |
Subpart K - Inflation Adjustment of Civil Monetary Penalties |
§ 747.1001 - Adjustment of civil monetary penalties by the rate of inflation. |
Subpart L - Issuance, Review and Enforcement of Orders Imposing Prompt Corrective Action |
§ 747.2001 - Scope. |
§ 747.2002 - Review of orders imposing discretionary supervisory action. |
§ 747.2003 - Review of order reclassifying a credit union on safety and soundness criteria. |
§ 747.2004 - Review of order to dismiss a director or senior executive officer. |
§ 747.2005 - Enforcement of orders. |
Subpart M - Issuance, Review and Enforcement of Orders Imposing Prompt Corrective Action on Corporate Credit Unions |
§ 747.3001 - Scope. |
§ 747.3002 - Review of orders imposing discretionary supervisory action. |
§ 747.3003 - Review of order reclassifying a corporate credit union on safety and soundness criteria. |
§ 747.3004 - Review of order to dismiss a director or senior executive officer. |
§ 747.3005 - Enforcement of directives. |
§ 747.3006 - Conservatorship or liquidation of critically undercapitalized corporate credit union. |