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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 13 - Business Credit and Assistance |
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Chapter I - Small Business Administration |
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Part 107 - Small Business Investment Companies |
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Subpart C - Qualifying for an SBIC License |
| Applying for an SBIC License |
| § 107.300 - License application form and fee. |
| § 107.305 - Evaluation of license applicants. |
| § 107.310 - When and how to apply for licensing as an Early Stage SBIC. |
| § 107.320 - Leverage portfolio diversification. |
| Capitalizing an SBIC |
| § 107.200 - Adequate capital for Licensees. |
| § 107.210 - Minimum capital requirements for Licensees. |
| § 107.220 - Special minimum capital requirements for Licensees issuing Leverage. |
| § 107.230 - Permitted sources of Private Capital for Licensees. |
| § 107.240 - Limitations on including non-cash capital contributions in Private Capital. |
| § 107.250 - Exclusion of stock options issued by Licensee from Management Expenses. |
| Organizing an SBIC |
| § 107.100 - Organizing a Section 301(c) Licensee. |
| § 107.110 - Organizing a Section 301(d) Licensee. |
| § 107.115 - 1940 Act and 1980 Act Companies. |
| § 107.120 - Special rules for a Section 301(d) Licensee owned by another Licensee. |
| § 107.130 - Requirement for qualified management. |
| § 107.140 - SBA approval of initial Management Expenses. |
| § 107.150 - Management-ownership diversification requirement. |
| § 107.160 - Special rules for Licensees formed as limited partnerships. |