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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 13 - Business Credit and Assistance |
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Chapter I - Small Business Administration |
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Part 107 - Small Business Investment Companies |
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Subpart D - Changes in Ownership, Control, or Structure of Licensee; Transfer of License |
| Change in Structure of Licensee |
| § 107.470 - SBA approval of merger, consolidation, or reorganization of Licensee. |
| Changes in Control or Ownership of Licensee |
| § 107.400 - Changes in ownership of 10 percent or more of Licensee but no change of Control. |
| § 107.410 - Changes in Control of Licensee (through change in ownership or otherwise). |
| § 107.420 - Prohibition on exercise of ownership or Control rights in Licensee before SBA approval. |
| § 107.430 - Notification to SBA of transactions that may change ownership or Control. |
| § 107.440 - Standards governing prior SBA approval for a proposed transfer of Control. |
| § 107.450 - Notification to SBA of pledge of Licensee's shares. |
| Restrictions on Common Control or Ownership of Two or More Licensees |
| § 107.460 - Restrictions on Common Control or ownership of two (or more) Licensees. |
| Transfer of License |
| § 107.475 - Transfer of license. |