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Code of Federal Regulations (Last Updated: July 5, 2024) |
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Title 13 - Business Credit and Assistance |
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Chapter I - Small Business Administration |
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Part 107 - Small Business Investment Companies |
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Subpart E - Managing the Operations of a Licensee |
| Management and Compensation |
| § 107.510 - SBA approval of Licensee's Investment Adviser/Manager. |
| § 107.520 - Management Expenses of a Licensee. |
| Distributions and Reductions in Regulatory Capital |
| § 107.585 - Distributions and reductions in Regulatory Capital. |
| Voluntary Decrease in Licensee'S Regulatory Capital |
| Requirement to Conduct Active Investment Operations |
| § 107.590 - Licensee's requirement to maintain active operations. |
| Cash Management by a Licensee |
| § 107.530 - Restrictions on investments of idle funds by leveraged Licensees. |
| Borrowing by Licensees from Non-SBA Sources |
| § 107.550 - Prior approval of secured third-party debt of leveraged Licensees. |
| § 107.560 - Subordination of SBA's creditor position. |
| § 107.565 - Restrictions on third-party debt of Early Stage SBICs. |
| § 107.570 - [Reserved] |
| General Requirements |
| § 107.500 - Lawful operations under the Act. |
| § 107.501 - Identification. |
| § 107.502 - Representations to the public. |
| § 107.503 - Licensee's adoption of an approved valuation policy. |
| § 107.504 - Equipment and office requirements. |
| § 107.505 - Facsimile requirement. |
| § 107.506 - Safeguarding Licensee's assets/Internal controls. |
| § 107.507 - Violations based on false filings and nonperformance of agreements with SBA. |
| § 107.508 - Accessible office. |
| § 107.509 - Employment of SBA officials. |