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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 13 - Business Credit and Assistance |
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Chapter I - Small Business Administration |
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Part 107 - Small Business Investment Companies |
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Subpart F - Recordkeeping, Reporting, and Examination Requirements for Licensees |
| Examinations of Licensees by SBA for Regulatory Compliance |
| § 107.690 - Examinations. |
| § 107.691 - Responsibilities of Licensee during examination. |
| § 107.692 - Examination fees. |
| Recordkeeping Requirements for Licensees |
| § 107.600 - General requirement for Licensee to maintain and preserve records. |
| § 107.610 - Required certifications for Loans and Investments. |
| § 107.620 - Requirements to obtain information from Portfolio Concerns. |
| Reporting Requirements for Licensees |
| § 107.630 - Requirement for Licensees to file financial statements with SBA (Form 468). |
| § 107.640 - Requirement to file Portfolio Financing Reports (SBA Form 1031). |
| § 107.650 - Requirement to report portfolio valuations to SBA. |
| § 107.660 - Other items required to be filed by Licensee with SBA. |
| § 107.665 - Civil penalties. |
| § 107.670 - Application for exemption from civil penalty for late filing of reports. |
| § 107.680 - Reporting changes in Licensee not subject to prior SBA approval. |