Code of Federal Regulations (Last Updated: November 8, 2024) |
Title 13 - Business Credit and Assistance |
Chapter I - Small Business Administration |
Part 107 - Small Business Investment Companies |
Subpart G - Financing of Small Businesses by Licensees |
Structuring Licensee'S Financing of an Eligible Small Business: Terms and Conditions of Financing |
§ 107.830 - Minimum duration/term of financing. |
§ 107.835 - Exceptions to minimum duration/term of Financing. |
§ 107.840 - Maximum term of Financing. |
§ 107.845 - Maximum rate of amortization on Loans and Debt Securities. |
§ 107.850 - Restrictions on redemption of Equity Securities. |
§ 107.855 - Interest rate ceiling and limitations on fees charged to Small Businesses (“Cost of Money”). |
§ 107.860 - Financing fees and expense reimbursements a Licensee may receive from a Small Business. |
§ 107.865 - Control of a Small Business by a Licensee. |
§ 107.880 - Assets acquired in liquidation of Portfolio securities. |
Management Services and Fees |
§ 107.900 - Management fees for services provided to a Small Business by Licensee or its Associate. |
Determining the Eligibility of a Small Business for SBIC Financing |
§ 107.700 - Compliance with size standards in part 121 of this chapter as a condition of Assistance. |
§ 107.710 - Requirement to finance smaller enterprises. |
§ 107.720 - Small Businesses that may be ineligible for financing. |
§ 107.730 - Financings which constitute conflicts of interest. |
§ 107.740 - Portfolio diversification (“overline” limitation). |
§ 107.750 - Conditions for financing a change of ownership of a Small Business. |
§ 107.760 - How a change in size or activity of a Portfolio Concern affects the Licensee and the Portfolio Concern. |
Limitations on Disposition of Assets |
§ 107.885 - Disposition of assets to Licensee's Associates or to competitors of Portfolio Concern. |
Structuring Licensee'S Financing of Eligible Small Businesses: Types of Financing |
§ 107.800 - Financings in the form of Equity Securities. |
§ 107.810 - Financing in the form of Loans. |
§ 107.815 - Financings in the form of Debt Securities. |
§ 107.820 - Financings in the form of guarantees. |
§ 107.825 - Purchasing securities from an underwriter or other third party. |