Appendix D to Part 30 - AES Filing Citation and Exemption Legends

Appendix D to Part 30 - AES Filing Citation and Exemption Legends

Cross Reference

Link to an amendment published at 82 FR 18392, Apr. 19, 2017.

I. USML Proof of Filing Citation	AES ITN; Example: AES X20100101987654.
II. AES Proof of Filing Citation subpart A § 30.7	AES ITN; Example: AES X20100101987654.
III. AES Postdeparture Citation - USPPI; USPPI is filing the EEI	AESPOST USPPI EIN mm/dd/yyyy; Example: AESPOST 12345678912 01/01/2010.
IV. Postdeparture Citation - Agent; Agent is filing the EEI	AESPOST USPPI EIN - Filer ID mm/dd/yyyy; Example: AESPOST 12345678912 - 987654321 01/01/2010.
V. AES Downtime Citation - Use only when AES or AESDirect is unavailable	AESDOWN Filer ID mm/dd/yyyy; Example: AESDOWN 123456789 01/01/2010.
VI. Exemption for Shipments to Canada	NOEEI § 30.36.
VII. Exemption for Low-Value Shipments	NOEEI § 30.37(a).
VIII. Miscellaneous Exemption Statements are found in 15 CFR 30 Subpart D § 30.37(b) through § 30.37(y)	NOEEI § 30.37 (site corresponding alphabet).
IX. Special Exemption for Shipments to the U.S. Armed Forces	NOEEI § 30.39.
X. Special Exemptions for Certain Shipments to U.S. Government Agencies and Employees (Exemption Statements are found in 15 CFR 30 Subpart D § 30.40(a) through § 30.40(d)	NOEEI § 30.40 (site corresponding alphabet).
XI. Split Shipments. Split Shipments should be referenced as such on the manifest in accordance with provisions contained in § 30.28, Split Shipments. The notation should be easily identifiable on the manifest. It is preferable to include a reference to a split shipment in the exemption statements cited in the example, the notation SS should be included at the end of the appropriate exemption statement	AES ITN SS; Example: AES X20100101987654 SS.
XII. Proof of filing citations by pipeline	NOEEI § 30.8(b).

[78 FR 16384, Mar. 14, 2013]