Code of Federal Regulations (Last Updated: November 8, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter II—Securities and Exchange Commission |
Part 200 - Organization; Conduct and Ethics; and Information and Requests |
Part 201 - Rules of Practice |
Part 202 - Informal and Other Procedures |
Part 203 - Rules Relating to Investigations |
Part 204 - Rules Relating to Debt Collection |
Part 205 - Standards of Professional Conduct for Attorneys Appearing and Practicing Before the Commission in the Representation of an Issuer |
Part 209 - Forms Prescribed Under the Commission'S Rules of Practice |
Part 211 - Interpretations Relating to Financial Reporting Matters |
Part 227 - Regulation Crowdfunding, General Rules and Regulations |
Part 228 - [Reserved] |
Part 229 - Standard Instructions for Filing Forms Under Securities Act of 1933, Securities Exchange Act of 1934 and Energy Policy and Conservation Act of 1975—Regulation S-K |
Part 230 - General Rules and Regulations, Securities Act of 1933 |
Part 231 - Interpretative Releases Relating to the Securities Act of 1933 and General Rules and Regulations Thereunder |
Part 232 - Regulation S-T—General Rules and Regulations for Electronic Filings |
Part 239 - Forms Prescribed Under the Securities Act of 1933 |
Part 240 - General Rules and Regulations, Securities Exchange Act of 1934 |
Part 241 - Interpretative Releases Relating to the Securities Exchange Act of 1934 and General Rules and Regulations Thereunder |
Part 242 - Regulations M, SHO, ATS, AC, NMS, SE, and SBSR, and Customer Margin Requirements for Security Futures |
Part 243 - Regulation Fd |
Part 244 - Regulation G |
Part 245 - Regulation Blackout Trading Restriction |
Part 246 - Credit Risk Retention |
Part 247 - Regulation R - Exemptions and Definitions Related to the Exceptions for Banks from the Definition of Broker |
Part 248 - Regulations S-P, S-Am, and S-ID |
Part 249 - Forms, Securities Exchange Act of 1934 |
Part 250 - Cross-Border Antifraud Law-Enforcement Authority |
Part 255 - Proprietary Trading and Certain Interests in and Relationships With Covered Funds |
Part 256 - UNIFORM SYSTEM OF ACCOUNTS FOR MUTUAL SERVICE COMPANIES AND SUBSIDIARY SERVICE COMPANIES, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 |
Part 257 - PRESERVATION AND DESTRUCTION OF RECORDS OF REGISTERED PUBLIC UTILITY HOLDING COMPANIES AND OF MUTUAL AND SUBSIDIARY SERVICE COMPANIES |
Part 259 - FORMS PRESCRIBED UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 |
Part 260 - General Rules and Regulations, Trust Indenture Act of 1939 |
Part 261 - Interpretative Releases Relating to the Trust Indenture Act of 1939 and General Rules and Regulations Thereunder |
Part 269 - Forms Prescribed Under the Trust Indenture Act of 1939 |
Part 270 - Rules and Regulations, Investment Company Act of 1940 |
Part 271 - Interpretative Releases Relating to the Investment Company Act of 1940 and General Rules and Regulations Thereunder |
Part 274 - Forms Prescribed Under the Investment Company Act of 1940 |
Part 275 - Rules and Regulations, Investment Advisers Act of 1940 |
Part 276 - Interpretative Releases Relating to the Investment Advisers Act of 1940 and General Rules and Regulations Thereunder |
Part 279 - Forms Prescribed Under the Investment Advisers Act of 1940 |
Part 281 - Interpretative Releases Relating to Corporate Reorganizations Under Chapter X of the Bankruptcy Act |
Part 285 - Rules and Regulations Pursuant to Section 15(a) of the Bretton Woods Agreements Act |
Part 286 - General Rules and Regulations Pursuant to Section 11(a) of the Inter-American Development Bank Act |
Part 287 - General Rules and Regulations Pursuant to Section 11(a) of the Asian Development Bank Act |
Part 288 - General Rules and Regulations Pursuant to Section 9(a) of the African Development Bank Act |
Part 289 - General Rules and Regulations Pursuant to Section 13(a) of the International Finance Corporation Act |
Part 290 - General Rules and Regulations Pursuant to Section 9(a) of the European Bank for Reconstruction and Development Act |
Part 300 - Rules of the Securities Investor Protection Corporation |
Part 301 - Forms, Securities Investor Protection Corporation |
Part 302 - Orderly Liquidation of Covered Brokers or Dealers |
Parts 251--254 - [Reserved] |
Parts 256--259 - [Reserved] |
Parts 301--399 - [Reserved] |
Parts 302--399 - [Reserved] |
Part 249a - Forms, Securities Investor Protection Act of 1970 |
Part 249b - Further Forms, Securities Exchange Act of 1934 |