Code of Federal Regulations (Last Updated: November 8, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter II - Securities and Exchange Commission |
Part 201 - Rules of Practice |
Subpart D - Rules of Practice |
Table II to Subpart D - Cross-Reference Showing Location of Rules of Practice Adopted in 1955 With Former Rules of Practice, Related Rules, and Statutory Provisions
Latest version.
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New rules (17 CFR 201) Former rules/Act § 100 1. 101 none. 102 2. 102(d)(4) none. 103(a)-(c) none. 104 5. 110 11(b). 111 11(d)-(e), 16(g). 112 11(c). 120 5 U.S.C. 554(d). 121 5 U.S.C. 554(d). 140(a) 22(h). 140(b)-(c) 22(k). 141(a) 6(a), (b), (f). 141(b) 23(d). 150(a) 23(a). 150(b) 2(d), (h). 150(c) 23(b). 150(d) 23(c). 151 12(b), 22(a). 152(a)-(e) 22(a)-(h). 152(f) 20(d). 153 7(f). 154 11(e). 155 12(d). 160 22(j), 23(b). 161 13. 180(a) 2(f). 180(b)-(c) none. 190 25. 191 27, 28. 192 4. 193 29. 200(a)(1) 6(a), (b). 200(a)(2) 6(f). 200(b), (c) 6(a), (b). 200(d) 6(d). 200(e) 6(c). 201 10. 202 8(b), (c). 210 9. 220 7(a)-(e). 221(a)-(c), (e) 8(d) 221(d) none. 221(f) 6(e). 222(a) 8(d). 222(b) none. 230 none. 231(a) 11-1. 231(b) none. 232(a)-(d) 14(b). 232(e)-(f) 14(b)(2), (c). 233 15(a)-(e). 234 15(g). 235 15(f). 240 8(a). 250 11(e). 300 11(a)-(b). 301 11(b). 302(a) 11(f). 302(b) 25(d). 302(c) 20(c). 310 6(e). 320 14(a). 321(a) 11(e). 321(b) none. 322 none. 323 14(d). 324 none. 325 14(a). 326 14(a). 340 16(d)-(e). 350 20(a)-(b). 351 20(a)(4). 360(a) 16(b). 360(b) 16(a). 360(c) 16(f). 360(d), (e) 17(f). 400 12(a). 401 12(c). 401(d)(2) 15 U.S.C. 78s(d)(2). 410(a) 17(a). 410(b) 17(b). 410(c) none. 410(d) none. 410(e) 17(h). 411(a) 17(g)(2). 411(b) 17(d). 411(c) 17(c). 411(d) 17(g)(1). 411(e) 17(d). 411(f) 17(g)(3). 420(a), (b), (d) 17 CFR 240.19d-3(b). 420(c) 15 U.S.C. 78s(d)(2). 420(d) 58. 421(a) 15 U.S.C. 78s(e)-(f). 421(b)-(c) none. 430 26(a), (c). 431(a) none. 431(b) 26(b). 431(c) 26(d). 431(d)-(f) 26(e). 450(a) 17(e). 450(b) 18, 17 CFR 240.19d-3(c)-(g). 450(c) 22(d). 451 21. 452 21(d). 460 20, 21(c). 470 21(e). 490 23(e). 500 none. 510 none. 511 none. 512 none. 513 none. 514 none. 520 none. 521 none. 522 none. 524 none. 530 19. 531 none. 540 none. 550 17 CFR 202.8. 600 none. 601 none. 610 none. 611 none. 612 none. 613 none. 614 none. 620 none. 630 none. 900 none.