Code of Federal Regulations (Last Updated: November 8, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter IV - Department of the Treasury |
SubChapter A - Regulations Under Section 15c of the Securities Exchange Act of 1934 |
Part 420 - Large Position Reporting |
Appendix B to Part 420 - Sample Large Position Report
Latest version.
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Appendix B to Part 420 - Sample Large Position Report
Formula for Determining Whether To Submit a Large Position Report
(Report all components as a positive number or zero in millions of dollars at par value)