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Code of Federal Regulations (Last Updated: July 5, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter I - Commodity Futures Trading Commission |
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Part 14 - Rules Relating to Suspension or Disbarment from Appearance and Practice |
§ 14.1 - Scope. |
§ 14.2 - Definitions of appearance and practice. |
§ 14.3 - Hearings. |
§ 14.4 - Violation of Commodity Exchange Act. |
§ 14.5 - Criminal conviction. |
§ 14.6 - Disbarment or suspension by licensing authority. |
§ 14.7 - Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding. |
§ 14.8 - Lack of requisite qualifications, character and integrity. |
§ 14.9 - Duty to file information concerning adverse judicial or administrative action. |
§ 14.10 - Reinstatement. |