![]() |
Code of Federal Regulations (Last Updated: July 5, 2024) |
![]() |
Title 17 - Commodity and Securities Exchanges |
![]() |
Chapter I - Commodity Futures Trading Commission |
![]() |
Part 155 - Trading Standards |
§ 155.6 - Trading standards for the transaction of business on registered derivatives transaction execution facilities.
Latest version.
-
Link to an amendment published at 77 FR 66349, Nov. 2, 2012.
(a) A futures commission merchant, or affiliated person thereof, transacting business on behalf of a customer who does not qualify as an “institutional customer” as defined in § 1.3(g) of this chapter on a registered derivatives transaction execution facility shall comply with the provisions of § 155.3.
(b) No futures commission merchant, introducing broker or affiliated person thereof shall misuse knowledge of any institutional customer's order for execution on a registered derivatives transaction execution facility.
[66 FR 53523, Oct. 23, 2001]