Code of Federal Regulations (Last Updated: October 10, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter I - Commodity Futures Trading Commission |
Part 165 - Whistleblower Rules |
§ 165.1 - General. |
§ 165.2 - Definitions. |
§ 165.3 - Procedures for submitting original information. |
§ 165.4 - Confidentiality. |
§ 165.5 - Requirements for consideration of an award. |
§ 165.6 - Whistleblowers ineligible for an award. |
§ 165.7 - Procedures for award applications in Commission actions and related actions, and Commission award determinations. |
§ 165.8 - Amount of award. |
§ 165.9 - Criteria for determining amount of award. |
§ 165.10 - Contents of record for award determination. |
§ 165.11 - Awards based upon related actions. |
§ 165.12 - Payment of awards from the Fund, financing of customer education initiatives, and deposits and credits to the Fund. |
§ 165.13 - Appeals. |
§ 165.14 - Procedures applicable to the payment of awards. |
§ 165.15 - Administering the whistleblower program. |
§ 165.16 - No immunity. |
§ 165.17 - Awards to whistleblowers who engage in culpable conduct. |
§ 165.18 - Staff communications with whistleblowers from represented entities. |
§ 165.19 - Nonenforceability of certain provisions waiving rights and remedies or requiring arbitration of disputes. |
§ 165.20 - xxx |
Appendix A to Part 165 - Guidance With Respect to the Protection of Whistleblowers Against Retaliation |
Appendix B to Part 165 - —Form TCR and Form WP-APP |