Subpart A - Standards Governing Commission Review of Applications for Registration as a Futures Association Under Section 17 of the Act

§ 170.1 - Demonstration of purposes (section 17(b)(1) of the Act).

§ 170.2 - Membership restrictions (section 17(b)(2) of the Act).

§ 170.3 - Fair and equitable representation of members (section 17(b)(5) of the Act).

§ 170.4 - Allocation of dues (section 17(b)(6) of the Act).

§ 170.5 - Prevention of fraudulent and manipulative practices (section 17(b)(7) of the Act).

§ 170.6 - Disciplinary proceedings (sections 17(b)(8) and (b)(9) of the Act).

§ 170.7 - Membership denial (section 17(b)(9) of the Act).

§ 170.8 - Settlement of customer disputes (section 17(b)(10) of the Act).

§ 170.9 - General standard.

§ 170.10 - Proficiency examinations (sections 4p and 17(p) of the Act).

Subpart B - Registration Statement of Futures Associations to be Submitted to the Commission

§ 170.11 - Form of registration statement; review of registration statement.

§ 170.12 - Delegation of Authority to Director of the Division of Swap Dealer and Intermediary Oversight.

Subpart C - Membership in a Registered Futures Association

§ 170.15 - Futures commission merchants.

§ 170.16 - Swap dealers and major swap participants.

§ 170.17 - Introducing brokers, commodity pool operators, and commodity trading advisors.