§ 18.03 - Delegation of authority.  


Latest version.
  • § 18.03 Delegation of authority to the Director of the Division of Market and Oversight..

    (a) The Commission hereby delegates, until the Commission orders otherwise, the authority to make special calls on traders for information as set forth in §§ 18.00

    , 18.04

    and 18.05 to the Director of the Division of

    Market Oversight to

    Enforcement, or such other employee or employees as the Director may designate from time to time.

    (b) The Commission hereby delegates, until the Commission orders otherwise, the authority to make special calls for information as set forth in § 18.04 to the Director of the Office of Data and Technology to be exercised by the Director

    or by

    , in consultation with the Director of the Division of Market Oversight, or such other employee or employees

    of

    as the

    Director as may be designated

    Directors each may designate from time to time

    by the Director

    .

    (c) The

    Director

    Directors of the Division of

    Market Oversight

    Enforcement and Office of Data and Technology may submit to the Commission for its consideration any matter which has been delegated in this

    paragraph

    section.

    (d) Nothing in this

    paragraph

    section prohibits the Commission, at its election, from exercising the authority delegated in this

    paragraph

    section.

    [62 82 FR 6114, Feb. 11, 1997, as amended at 67 FR 62352, Oct. 7, 200228768, June 26, 2017]