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Code of Federal Regulations (Last Updated: October 10, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 200 - Organization; Conduct and Ethics; and Information and Requests |
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Subpart A - Organization and Program Management |
| § 200.1 - General statement and statutory authority. |
| § 200.2 - Statutory functions. |
| General Organization |
| § 200.30-1 - Delegation of authority to Director of Division of Corporation Finance. |
| § 200.30-2 - Delegation of authority to the Director of the Division of Economic and Risk Analysis and Chief Economist. |
| § 200.30-3 - Delegation of authority to Director of Division of Trading and Markets. |
| § 200.30-4 - Delegation of authority to Director of Division of Enforcement. |
| § 200.30-5 - Delegation of authority to Director of Division of Investment Management. |
| § 200.30-6 - Delegation of authority to Regional Directors. |
| § 200.30-7 - Delegation of authority to Secretary of the Commission. |
| § 200.30-8 - [Reserved] |
| § 200.30-9 - Delegation of authority to hearing officers. |
| § 200.10 - The Commission. |
| § 200.30-10 - Delegation of authority to Chief Administrative Law Judge. |
| § 200.11 - Headquarters Office - Regional Office relationships. |
| § 200.30-11 - Delegation of authority to the Chief Accountant. |
| § 200.12 - Functional responsibilities. |
| § 200.30-12 - [Reserved] |
| § 200.13 - Chief Operating Officer. |
| § 200.30-13 - Delegation of authority to Chief Financial Officer. |
| § 200.14 - Office of Administrative Law Judges. |
| § 200.30-14 - Delegation of authority to the General Counsel. |
| § 200.15 - Office of International Affairs. |
| § 200.30-15 - Delegation of authority to Chief Operating Officer. |
| § 200.16 - [Reserved] |
| § 200.30-16 - [Reserved] |
| § 200.17 - [Reserved] |
| § 200.30-17 - Delegation of authority to Director of Office of International Affairs. |
| § 200.18 - Director of Division of Corporation Finance. |
| § 200.30-18 - Delegation of authority to Director of the Division of Examinations. |
| § 200.30-19 - Delegation of authority to Director of the EDGAR Business Office. |
| § 200.21 - The General Counsel. |
| § 200.22 - The Chief Accountant. |
| § 200.24 - Office of Financial Management. |
| § 200.25 - Office of Administrative and Personnel Management. |
| § 200.26 - [Reserved] |
| § 200.27 - The Regional Directors. |
| § 200.28 - Issuance of instructions. |
| § 200.29 - Rules. |
| § 200.20a - [Reserved] |
| § 200.20b - Director of Division of Investment Management. |
| § 200.20c - Office of Filings and Information Services. |
| §§ 200.30-11--200.30-12 - [Reserved] |
| § 200.21a - The Ethics Counsel. |
| § 200.13a - The Secretary of the Commission. |
| § 200.23a - Director of the Division of Economic and Risk Analysis and Chief Economist. |
| § 200.30-3a - Delegation of authority to Director of the Office of Municipal Securities. |
| § 200.13b - Director of the Office of Public Affairs. |
| § 200.23b - [Reserved] |
| § 200.30-3b - Delegation of authority to Director of the Office of Credit Ratings. |
| § 200.24a - Director of the Office of Investor Education and Advocacy. |
| §§ 200.25--200.26 - [Reserved] |
| § 200.16a - Inspector General. |
| § 200.26a - Office of Information Technology. |
| § 200.19a - Director of the Division of Trading and Markets. |
| § 200.19b - Director of the Division of Enforcement. |
| § 200.19c - Director of the Division of Examinations. |
| § 200.19d - Director of the Office of Municipal Securities. |
| § 200.19e - Director of the Office of Credit Ratings. |