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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 200 - Organization; Conduct and Ethics; and Information and Requests |
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Subpart C - Canons of Ethics |
| § 200.50 - Authority. |
| § 200.51 - Policy. |
| § 200.52 - Copies of the Canons. |
| § 200.53 - Preamble. |
| § 200.54 - Constitutional obligations. |
| § 200.55 - Statutory obligations. |
| § 200.56 - Personal conduct. |
| § 200.57 - Relationships with other members. |
| § 200.58 - Maintenance of independence. |
| § 200.59 - Relationship with persons subject to regulation. |
| § 200.60 - Qualification to participate in particular matters. |
| § 200.61 - Impressions of influence. |
| § 200.62 - Ex parte communications. |
| § 200.63 - Commission opinions. |
| § 200.64 - Judicial review. |
| § 200.65 - Legislative proposals. |
| § 200.66 - Investigations. |
| § 200.67 - Power to adopt rules. |
| § 200.68 - Promptness. |
| § 200.69 - Conduct toward parties and their counsel. |
| § 200.70 - Business promotions. |
| § 200.71 - Fiduciary relationships. |
| § 200.72 - Supervision of internal organization. |