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Code of Federal Regulations (Last Updated: July 5, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 201 - Rules of Practice |
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Subpart F - Fair Fund and Disgorgement Plans |
§ 201.1103 - Notice of proposed plan and opportunity for comment by non-parties.
Latest version.
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§ 201.1103 Notice of proposed plan and opportunity for comment by non-parties.
Notice of a proposed plan of disgorgement or a proposed Fair Fund plan shall be published in the SEC Docket, on the SEC website , and in such other publications as the Commission or the hearing officer may require. The notice shall specify how copies of the proposed plan may be obtained and shall state that persons desiring to comment on the proposed plan may submit their views, in writing, to the Commission.
[83 FR 25366, June 1, 2018]