§ 201.612 - Notice of proposed plan of disgorgement and opportunity for comment by non-parties.  


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  • Notice of a proposed plan of disgorgement shall be published in the SEC News Digest, in the SEC Docket, and in such other publications as the Commission or the hearing officer may require. The notice shall specify how copies of the proposed plan may be obtained and shall state that persons desiring to comment on the proposed plan may submit their views, in writing, to the Commission.

    Effective Date Note:

    At 69 FR 13180, Mar. 19, 2004, § 201.612 was removed and reserved, effective Apr. 19, 2004.