Part 202 - INFORMAL AND OTHER PROCEDURES  


§ 202.1 General.
§ 202.2 Pre-filing assistance and interpretative advice.
§ 202.3 Processing of filings.
§ 202.4 Facilitating administrative hearings.
§ 202.5 Enforcement activities.
§ 202.6 Adoption, revision, and rescission of rules and regulations of general application.
§ 202.7 Submittals.
§ 202.8 Small entity compliance guides.
§ 202.9 Small entity enforcement penalty reduction policy.
§ 202.10 Policy statement of the Securities and Exchange Commission concerning subpoenas to members of the news media.
§ 202.12 Policy statement concerning cooperation by individuals in its investigations and related enforcement actions.
Subpart A — Public Company Accounting Oversight Board (Regulation P)
§ 202.140 Interim Commission review of PCAOB inspection reports.
§ 202.170 Initiation of disapproval proceedings for PCAOB proposed rules.
§ 202.190 Public Company Accounting Oversight Board budget approval process.
§ 202.3a Instructions for filing fees.

Authority

15 U.S.C. 77s, 77t, 78d–1, 78u, 78w, 78ll(d), 79r, 79t, 77sss, 77uuu, 80a–37, 80a–41, 80b–9, 80b–11, and 7201 et seq., unless otherwise noted. Section 202.5 is also issued under sec. 20, 48 Stat. 86, sec. 21, 48 Stat. 899, sec. 18, 49 Stat. 831, sec. 321, 53 Stat. 1174, sec. 1, 76 Stat. 394, 15 U.S.C. 77t, 77uuu, 78d–1, 78u, 80a–4 l , and 80b–9. Section 202.9 is also issued under sec. 223, 110 Stat. 859 (Mar. 29, 1996).

Source

25 FR 6736, July 15, 1960, unless otherwise noted.