§ 230.491 - Information to be furnished under paragraph (6) of Schedule B.

§ 230.491 Information to be furnished under paragraph (6) of Schedule B.

Cross Reference

Link to an amendment published at 84 FR 12721, Apr. 2, 2019.

Any foreign government filing a registration statement pursuant to Schedule B of the act need state, in furnishing the information required by paragraph (6), the names and addresses only of principal underwriters, namely, underwriters in privity of contract with the registrant, provided they are designated as principal underwriters and a brief statement is made as to the discounts and commissions to be received by subunderwriters sub-underwriters or dealers.

[84 FR 12721, Apr. 2, 2019]