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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 239 - Forms Prescribed Under the Securities Act of 1933 |
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Subpart B - Forms Pertaining to Exemptions |
| § 239.90 - Form 1-A, offering statement under Regulation A. |
| § 239.91 - Form 1-K. |
| § 239.92 - Form 1-SA. |
| § 239.93 - Form 1-U. |
| § 239.94 - Form 1-Z. |
| § 239.144 - Form 144, for notice of proposed sale of securities pursuant to § 230.144 of this chapter. |
| § 239.200 - Form 1-E, notification under Regulation E. |
| § 239.201 - Form 2-E, report of sales pursuant to Rule 609 of Regulation E. |
| § 239.500 - Form D, notice of sales of securities under Regulation D and section 4(a)(5) of the Securities Act of 1933. |
| § 239.701 - [Reserved] |
| § 239.800 - Form CB, report of sales of securities in connection with an exchange offer or a rights offering. |
| § 239.900 - Form C. |
| § 239.500T - Temporary Form D, notice of sales of securities under Regulation D and section 4(6) of the Securities Act of 1933. |
| §§ 239.92--239.143 - [Reserved] |
| §§ 239.202--239.300 - [Reserved] |
| §§ 239.95--239.143 - [Reserved] |
| §§ 239.145--239.199 - [Reserved] |