§ 240.15Aa-1 Registration of a national or an affiliated securities association.  


Latest version.
  • Any application for registration of an association as a national, or as an affiliated, securities association shall be made in triplicate on Form X-15AA-1 accompanied by three copies of the exhibits prescribed by the Commission to be filed in connection therewith.

    (Sec. 15A, 52 Stat. 1070; 15 U.S.C. 78 o -3)

    [13 FR 8209, Dec. 22, 1948. Redesignated at 30 FR 11851, Sept. 16, 1965]