§ 240.15b1-6 Notice to brokers and dealers of requirements regarding lost securityholders and unresponsive payees.  


Latest version.
  • Brokers and dealers are hereby notified of Rule 17Ad-17 (§240.17Ad-17), which addresses certain requirements with respect to lost securityholders and unresponsive payees that may be applicable to them.

    [78 FR 4783, Jan. 23, 2013]