§ 240.16a-13 Change in form of beneficial ownership.  

Latest version.
  • A transaction, other than the exercise or conversion of a derivative security or deposit into or withdrawal from a voting trust, that effects only a change in the form of beneficial ownership without changing a person's pecuniary interest in the subject equity securities shall be exempt from section 16 of the Act.

    [61 FR 30393, June 14, 1996]