§ 240.36a1-2 Exemption from SIPA for OTC derivatives dealers.  


Latest version.
  • OTC derivatives dealers, as defined in §240.3b-12, shall be exempt from the provisions of the Securities Investor Protection Act of 1970 (15 U.S.C. 78aaa through 78lll).

    [63 FR 59404, Nov. 3, 1998]

[63 FR 59404, Nov. 3, 1998