§ 240.3b-1 Definition of “listed”.  


Latest version.
  • The term listed means admitted to full trading privileges upon application by the issuer or its fiscal agent or, in the case of the securities of a foreign corporation, upon application by a banker engaged in distributing them; and includes securities for which authority to add to the list on official notice of issuance has been granted.

    (Sec. 3, 48 Stat. 884; 15 U.S.C. 78c)

    [13 FR 8179, Dec. 22, 1948]