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Code of Federal Regulations (Last Updated: July 5, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II—Securities and Exchange Commission |
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Part 242 - Regulations M, SHO, ATS, AC, NMS, SE, and SBSR, and Customer Margin Requirements for Security Futures |
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Regulation SE—Registration and Regulation of Security-Based Swap Execution Facilities |
§ 242.820 - Core Principle 3—Security-based swaps not readily susceptible to manipulation.
Latest version.
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§ 242.820 Core Principle 3—Security-based swaps not readily susceptible to manipulation.
The security-based swap execution facility shall permit trading only in security-based swaps that are not readily susceptible to manipulation.