Code of Federal Regulations (Last Updated: February 15, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter II - Securities and Exchange Commission |
Part 249 - Forms, Securities Exchange Act of 1934 |
Subpart K - Form for Registration of, and Reporting by Securities Information Processors |
§ 249.1001 - Form SIP, for application for registration as a securities information processor or to amend such an application or registration.
Latest version.
-
§ 249.1001 Form SIP, for application for registration as a securities information processor or to amend such an application or registration.
This form shall be used for application for registration as a securities information processor, pursuant to section 11A(b) of the Securities Exchange Act of 1934 (15 U.S.C. 78k-1(b)) and § 242.609 of this chapter, or to amend such an application or registration.
[70 FR 37632, June 29, 2005]