Code of Federal Regulations (Last Updated: July 5, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter II—Securities and Exchange Commission |
Part 249 - Forms, Securities Exchange Act of 1934 |
Subpart R - Forms for Registration of, and Filings by, Security-Based Swap Execution Facilities |
§ 249.1701 - Form SBSEF, for application for registration as a security-based swap execution facility or to amend such application or registration.
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§ 249.1701 Form SBSEF, for application for registration as a security-based swap execution facility or to amend such application or registration.
This form shall be used for application for registration as a security-based swap execution facility, pursuant to section 3D of the Securities Exchange Act of 1934 (15 U.S.C. 78c–4) and § 242.803 of this chapter, or to amend such application or registration.