§ 249.1701 - Form SBSEF, for application for registration as a security-based swap execution facility or to amend such application or registration.

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§ 249.1701 Form SBSEF, for application for registration as a security-based swap execution facility or to amend such application or registration.

This form shall be used for application for registration as a security-based swap execution facility, pursuant to section 3D of the Securities Exchange Act of 1934 (15 U.S.C. 78c–4) and § 242.803 of this chapter, or to amend such application or registration.

                    
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§ 249.1701 - Form SBSEF, for application for registration as a security-based swap execution facility or to amend such application or registration.

§ 249.1701 Form SBSEF, for application for registration as a security-based swap execution facility or to amend such application or registration.