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Code of Federal Regulations (Last Updated: July 5, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 249 - Forms, Securities Exchange Act of 1934 |
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Subpart G - Forms for Reports To Be Made by Certain Exchange Members, Brokers, and Dealers |
§ 249.618 - Form BD-Y2K, information required of broker-dealers pursuant to section 17 of the Securities Exchange Act of 1934 and § 240.17a-5 of this chapter.
Latest version.
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§ 249.618 Form BD-Y2K, information required of broker-dealers pursuant to section 17 of the Securities Exchange Act of 1934 and § 240.17a-5 of this chapter.
This form shall be used by every broker-dealer required to file reports under § 240.17a-5(e) of this chapter.
[63 FR 37674, July 13, 1998]