Code of Federal Regulations (Last Updated: July 5, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter II - Securities and Exchange Commission |
Part 249 - Forms, Securities Exchange Act of 1934 |
Subpart I - Forms for Self-Regulatory Organization Rule Changes and Forms for Registration of and Reporting by National Securities Associations and Affiliated Securities Associations |
§ 249.801 - Form X-15AA-1, for application for registration as a national securities association or affiliated securities association.
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§ 249.801 Form X-15AA-1, for application for registration as a national securities association or affiliated securities association.
This form shall be filed as an application for registration as a national securities association or as an affiliated securities association pursuant to Rule 15Aa-1 (§ 240.15Aa-1 of this chapter).
[33 FR 18995, Dec. 20, 1968]