Code of Federal Regulations (Last Updated: November 8, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter II - Securities and Exchange Commission |
Part 249 - Forms, Securities Exchange Act of 1934 |
Subpart A - Forms for Registration or Exemption of, and Notification of Action Taken by, National Securities Exchanges |
Subpart A - Forms for Registration or Exemption of, and Notification of Action Taken by, National Securities Exchanges
§ 249.1 - Form 1, for application for, and amendments to applications for, registration as a national securities exchange or exemption from registration pursuant to Section 5 of the Exchange Act. |
§ 249.10 - Form 1-N for notice registration as a national securities exchange. |
§ 249.11 - Form R31 for reporting covered sales and covered round turn transactions under section 31 of the Act. |
§ 249.25 - Form 25, for notification of removal from listing and/or registration. |
§ 249.26 - Form 26, for notification of the admission to trading of a substituted or additional class of security under Rule 12a-5 (§ 240.12a-5 of this chapter). |
§ 249.1a - Form 1-A, for amendments to Form 1. |