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Code of Federal Regulations (Last Updated: July 5, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 249 - Forms, Securities Exchange Act of 1934 |
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Subpart Q - Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants |
§ 249.1600 - Form SBSE, for application for registration as a security-based swap dealer or major security-based swap participant or to amend such an application for registration. |
§ 249.1601 - Form SBSE-W, for withdrawal from registration as a security-based swap dealer or major security-based swap participant or to amend such an application for registration. |
§ 249.1600c - Form SBSE-C, for certification by security-based swap dealers and major security-based swap participants. |