Part 255 - PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS  


Subpart A — Authority and Definitions
§ 255.1 Authority, purpose, scope, and relationship to other authorities.
§ 255.2 Definitions.
Subpart B — Proprietary Trading
§ 255.3 Prohibition on proprietary trading.
§ 255.4 Permitted underwriting and market making-related activities.
§ 255.5 Permitted risk-mitigating hedging activities.
§ 255.6 Other permitted proprietary trading activities.
§ 255.7 Limitations on permitted proprietary trading activities.
§§ 255.8-255.9 [Reserved]
Subpart C — Covered Funds Activities and Investments
§ 255.10 Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
§ 255.11 Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
§ 255.12 Permitted investment in a covered fund.
§ 255.13 Other permitted covered fund activities and investments.
§ 255.14 Limitations on relationships with a covered fund.
§ 255.15 Other limitations on permitted covered fund activities.
§ 255.16 Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities.
§§ 255.17-255.19 [Reserved]
Subpart D — Compliance Program Requirement; Violations
§ 255.20 Program for compliance; reporting
§ 255.21 Termination of activities or investments; penalties for violations.
Appendix A to Part 255—Reporting and Recordkeeping Requirements for Covered Trading Activities
Appendix B to Part 255—Enhanced Minimum Standards for Compliance Programs