 |
Code of Federal Regulations (Last Updated: November 8, 2024) |
 |
Title 17 - Commodity and Securities Exchanges |
|
|
Chapter II - Securities and Exchange Commission |
|
|
Part 255 - Proprietary Trading and Certain Interests in and Relationships With Covered Funds |
|
|
Subpart D - Compliance Program Requirement; Violations |
| § 255.20 - Program for compliance; reporting. |
| § 255.21 - Termination of activities or investments; penalties for violations. |