§ 259.0-1 - Availability of forms.

Subpart A - Forms for Registration and Annual Supplements

§ 259.5a - Form U5A, for notification of registration filed under section 5(a) of the Act.

§ 259.5b - Form U5B, for registration statement filed under section 5(b) of the Act.

§ 259.5s - Form U5S, for annual reports filed under section 5(c) of the Act.

Subpart B - Forms for Applications and Declarations

§ 259.101 - Form U-1, application or declaration under the Public Utility Holding Company Act of 1935.

§ 259.113 - Form U-13-1, for applications for approval of mutual service companies pursuant to Rule 88 ( 250.88 of this chapter).

Subpart C - Forms for Statements and Reports

§ 259.206 - Form U-6B-2, for notification of security issues exempt under section 6(b) of the Act.

§ 259.207 - Form U-57, for notification of foreign utility company status pursuant to Rule 57(a) ( 250.57 of this chapter).

§ 259.208 - Form U-9C-3, for notification of acquisition of securities exempt from section 9(a) pursuant to rule 58 ( 250.58 of this chapter).

§ 259.213 - Form U-13E-1, for report by affiliate companies and independent service companies pursuant to Rule 95 ( 250.95 of this chapter).

§ 259.221 - Form U-R-1, for solicitations pursuant to Rule 62 ( 250.62 of this chapter), in connection with reorganizations.

§ 259.212a - Form U-12(I)-A, for statement of activity within scope of section 12(i) of the Act pursuant to Rule 71(a) ( 250.71(a) of this chapter).

§ 259.212b - Form U-12(I)-B, for advance statement of activity within scope of section 12(i) of the Act pursuant to Rule 71(b) ( 250.71(b) of this chapter).

Subpart D - Forms for Periodic Accounting Reports

§ 259.313 - Form U-13-60, for annual reports pursuant to Rule 94 ( 250.94 of this chapter) by mutual and subsidiary service companies required by section 13 of the Act.

Subpart E - Forms for Statements and Reports From Nonregistered (Exempt) Companies

§ 259.402 - Form U-3A-2, for annual reports pursuant to Rule 2 ( 250.2 of this chapter) for exempt holding companies which are intrastate or predominantly operating companies.

§ 259.403 - Form U-3A3-1, for annual reports pursuant to Rule 3 ( 250.3 of this chapter) for banks which are exempt holding companies.

§ 259.404 - Certificate to be filed pursuant to  250.7(d) of this chapter.

§ 259.405 - Form U-33-S, for annual reports pursuant to Rule 57(b) ( 250.57 of this chapter).

Subpart G - Forms for Electronic Filing

§ 259.601 - [Reserved]

§ 259.602 - Form ID, uniform application for access codes to file on EDGAR.

§ 259.603 - Form SE, form for submission of paper format exhibits by electronic filers.

§ 259.604 - Form TH—Notification of reliance on temporary hardship exemption.