 |
Code of Federal Regulations (Last Updated: November 8, 2024) |
 |
Title 17 - Commodity and Securities Exchanges |
|
|
Chapter II - Securities and Exchange Commission |
|
|
Part 259 - FORMS PRESCRIBED UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 |
|
|
Subpart E - Forms for Statements and Reports From Nonregistered (Exempt) Companies |
| § 259.402 - Form U-3A-2, for annual reports pursuant to Rule 2 ( 250.2 of this chapter) for exempt holding companies which are intrastate or predominantly operating companies. |
| § 259.403 - Form U-3A3-1, for annual reports pursuant to Rule 3 ( 250.3 of this chapter) for banks which are exempt holding companies. |
| § 259.404 - Certificate to be filed pursuant to 250.7(d) of this chapter. |
| § 259.405 - Form U-33-S, for annual reports pursuant to Rule 57(b) ( 250.57 of this chapter). |