Code of Federal Regulations (Last Updated: February 15, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter II - Securities and Exchange Commission |
Part 260 - General Rules and Regulations, Trust Indenture Act of 1939 |
Rules Under Section 304 |
§ 260.4d-8 - Content.
Latest version.
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§ 260.4d-8 Content.
(a) Each application for an order under section 304(d) of the Act (15 U.S.C. 77ddd(d)) shall contain the name, address, and telephone number of each applicant and the name, address, and telephone number of any person to which such applicant wishes any questions regarding the application to be directed.
(b) Each application shall contain a statement of the relevant facts on which the request for relief is based, including a justification for the exemption(s) requested and a discussion of any benefit expected for security holders, trustees and/or obligors.
[56 FR 22319, May 15, 1991]