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Code of Federal Regulations (Last Updated: May 6, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 270 - Rules and Regulations, Investment Company Act of 1940 |
§ 270.17a-1 - Exemption of certain underwriting transactions exempted by § 270.10f-1.
Latest version.
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§ 270.17a-1 Exemption of certain underwriting transactions exempted by § 270.10f-1.
Any transaction exempted pursuant to § 270.10f-1 shall be exempt from the provisions of section 17(a)(1) of the Act (54 Stat. 815; 15 U.S.C. 80a-17).
[Rule N-17A-1, 6 FR 1191, Feb. 28, 1941]