§ 3.1 - Definitions.

§ 3.2 - Registration processing by the National Futures Association; notification and duration of registration.

§ 3.3 - Chief compliance officer.

§ 3.4 - Registration in one capacity not included in registration in any other capacity.

§ 3.10 - Registration of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators, swap dealers, major swap participants and leverage transaction merchants.

§ 3.11 - Registration of floor brokers and floor traders.

§ 3.12 - Registration of associated persons of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators and leverage transaction merchants.

§ 3.13 - Registration of agricultural trade option merchants and their associated persons.

§ 3.14 - Requirements for trainers of associated persons of agricultural trade option merchants.

§ 3.21 - Exemption from fingerprinting requirement in certain cases.

§ 3.22 - Supplemental filings.

§ 3.30 - Current address for purpose of delivery of communications from the Commission or the National Futures Association.

§ 3.31 - Deficiencies, inaccuracies, and changes, to be reported.

§ 3.32 - Changes requiring new registration; addition of principals.

§ 3.33 - Withdrawal from registration.

§ 3.34 - Mandatory ethics training for registrants.

§§ 3.13--3.20 - [Reserved]

§§ 3.23--3.29 - [Reserved]

§§ 3.14--3.20 - [Reserved]

§§ 3.5--3.9 - [Reserved]

§§ 3.15--3.20 - [Reserved]