Code of Federal Regulations (Last Updated: November 8, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter I - Commodity Futures Trading Commission |
Part 3 - Registration |
Subpart B - Temporary Licenses |
§ 3.40 - Temporary licensing of applicants for associated person, floor broker or floor trader registration. |
§ 3.41 - Restrictions upon activities. |
§ 3.42 - Termination. |
§ 3.43 - Relationship to registration. |
§ 3.44 - Temporary licensing of applicants for guaranteed introducing broker registration. |
§ 3.45 - Restrictions upon activities. |
§ 3.46 - Termination. |
§ 3.47 - Relationship to registration. |