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Code of Federal Regulations (Last Updated: July 5, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 300 - Rules of the Securities Investor Protection Corporation |
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Accounts Introduced by Other Brokers or Dealers |
§ 300.200 - General.
Latest version.
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§ 300.200 General.
A person having one or more accounts cleared by the member on a fully disclosed basis for one or more introducing brokers or dealers is a customer of the member and shall be protected with respect to such account or accounts without regard to the protection available for any other account or accounts he may have with the member.