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Code of Federal Regulations (Last Updated: April 5, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 300 - Rules of the Securities Investor Protection Corporation |
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Rules Relating to Satisfaction of a “Claim for Cash” or a “Claim for Securities” |
§ 300.500 - General.
Latest version.
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§ 300.500 General.
These rules will be applied in determining whether a securities transaction gives rise to a “claim for cash” or a “claim for securities” on the filing date of either a liquidation proceeding pursuant to the Securities Investor Protection Act (hereinafter referred to as “the Act”) or a direct payment procedure pursuant to section 10 of the Act.