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Code of Federal Regulations (Last Updated: July 5, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 302 - Orderly Liquidation of Covered Brokers or Dealers |
§ 302.101 - Appointment of receiver and trustee for covered broker or dealer.
Latest version.
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§ 302.101 Appointment of receiver and trustee for covered broker or dealer.
Upon the appointment of the Corporation as receiver for a covered broker or dealer, the Corporation shall appoint SIPC to act as trustee for the covered broker or dealer.