Code of Federal Regulations (Last Updated: May 6, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter I - Commodity Futures Trading Commission |
Part 37 - Swap Execution Facilities |
Subpart M - Conflicts of Interest |
§ 37.1200 - Core Principle 12 - Conflicts of interest.
Latest version.
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§ 37.1200 Core Principle 12 - Conflicts of interest.
The swap execution facility shall:
(a) Establish and enforce rules to minimize conflicts of interest in its decision-making process; and
(b) Establish a process for resolving the conflicts of interest.