![]() |
Code of Federal Regulations (Last Updated: July 5, 2024) |
![]() |
Title 17 - Commodity and Securities Exchanges |
![]() |
Chapter I - Commodity Futures Trading Commission |
![]() |
Part 38 - Designated Contract Markets |
![]() |
Subpart C - Compliance With Rules |
§ 38.153 - Capacity to detect and investigate rule violations.
Latest version.
-
§ 38.153 Capacity to detect and investigate rule violations.
A designated contract market must have arrangements and resources for effective enforcement of its rules. Such arrangements must include the authority to collect information and documents on both a routine and non-routine basis, including the authority to examine books and records kept by the designated contract market's members and by persons under investigation. A designated contract market's arrangements and resources must also facilitate the direct supervision of the market and the analysis of data collected to determine whether a rule violation occurred.